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Approved product lists and financial planners and their PI policy is not a free for all — (2023) 38(1&2) ILB 16

by Laina Chan

In Arch Underwriting at Lloyd’s Ltd obh of Syndicate 2012 v EP Financial Services Pty Ltd, the court had to construe an exclusion clause in a policy of insurance. EP Financial Services (EPFS) was a financial planner that had given financial planning advice to an individual and her company (the clients).

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